Regulatory Compliance Audits & Reviews
Independent compliance audits continue to be one of our most requested services. We can design a program to best suit your needs but typically a Regulatory Review encompasses all requirements imposed on your licence type and any special conditions imposed by the Regulator to report on the status of compliance, and to make recommendations.
Our AML Audit is a type of Regulatory Review focusing specifically on the requirements of the Proceeds of Crime Act, the Anti-Money Laundering Regulations and where you require other anti-financial crime requirements such as the Anti-Corruption Act, Sanctions Orders, Companies Act regarding beneficial ownership registers and the Guidance Notes on the Prevention and Detection of Money laundering and Terrorist Financing in the Cayman Islands. We can also design reviews and audits to test compliance with regulatory requirements applicable to your overseas operations.